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BARCLAYS PLC UK Regulatory Announcement: Form 8.3 – DAILY MAIL & GENERAL TRUST PLC AMENDMENT

LONDON–(BUSINESS WIRE)– 

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

2,599,646

1.23%

155,452

0.07%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

147,717

0.07%

697,618

0.33%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

2,747,363

1.30%

853,070

0.41%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

12.5p A Non-Voting

Purchase

136

10.8400 GBP

12.5p A Non-Voting

Purchase

275

10.8616 GBP

12.5p A Non-Voting

Purchase

465

10.8237 GBP

12.5p A Non-Voting

Purchase

465

10.8343 GBP

12.5p A Non-Voting

Purchase

667

10.9200 GBP

12.5p A Non-Voting

Purchase

1,185

10.8000 GBP

12.5p A Non-Voting

Purchase

1,226

10.8353 GBP

12.5p A Non-Voting

Purchase

1,393

10.8600 GBP

12.5p A Non-Voting

Purchase

2,028

10.8566 GBP

12.5p A Non-Voting

Purchase

2,791

10.8136 GBP

12.5p A Non-Voting

Sale

202

10.9400 GBP

12.5p A Non-Voting

Sale

995

10.8259 GBP

12.5p A Non-Voting

Sale

1,185

10.8000 GBP

12.5p A Non-Voting

Sale

1,380

10.8763 GBP

12.5p A Non-Voting

Sale

6,256

10.8146 GBP

12.5p A Non-Voting

Sale

10,000

10.8050 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

12.5p A Non-Voting

SWAP

Long

1

10.8600 GBP

12.5p A Non-Voting

SWAP

Long

586

10.9391 GBP

12.5p A Non-Voting

SWAP

Long

996

10.8518 GBP

12.5p A Non-Voting

SWAP

Long

2,250

10.8191 GBP

12.5p A Non-Voting

SWAP

Long

3,000

10.8349 GBP

12.5p A Non-Voting

SWAP

Long

5,000

10.8133 GBP

12.5p A Non-Voting

SWAP

Long

7,000

10.7922 GBP

12.5p A Non-Voting

SWAP

Short

275

10.8616 GBP

12.5p A Non-Voting

SWAP

Short

308

10.8321 GBP

12.5p A Non-Voting

SWAP

Short

577

10.8480 GBP

12.5p A Non-Voting

CFD

Short

667

10.9209 GBP

12.5p A Non-Voting

SWAP

Short

1,033

10.8332 GBP

12.5p A Non-Voting

SWAP

Short

1,226

10.8353 GBP

12.5p A Non-Voting

SWAP

Short

1,451

10.8600 GBP

12.5p A Non-Voting

SWAP

Short

2,516

10.8104 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contacts

BARCLAYS PLC

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